- Support the Investments Governance Committees to on-board and monitor Mutual Funds, ETFs, SMAs, and Alternative strategies. Ensure robust oversight and governance frameworks along with appropriate documentation are in place to maintain fiduciary responsibilities for clients.
- Providing oversight on a quantitative screening model output, challenging the effectiveness of the model, and deep dive analysis on the accuracy of the data as well as trends.
- Collaborate with Technology to provide solutions to satisfy the evolving needs of the Business by working with the target users to create strategic plans for enhancements and managing the implementation.
- Partner with Controls& Compliance officers as well as Risk to manage regulatory inspections and reviews.
- Manage and monitor existing and emerging operational risks to ensure they are escalated and remediated.
- Responsible for maintaining data consistencies across different oversight committees.
- Reviewing governance materials and documenting review committee takeaways with proactive follow ups on action items with timely reports to committees.
Required Qualifications, Capabilities, And Skills
- 4-7 years of industry experience, preferably in Consulting.
- Working knowledge of Wealth Management business and a variety of investment products including mutual funds, ETFs, hedge funds, structured products, etc.
- Analytical experience, with a focus on statistical analysis, financial modelling or other investment related analysis
- Strong programming skills. Preferably at least a few of the following – Python, Matlab, Visual Basic, SQL and C#
- Proven ability to parse complex tasks and juggle priorities in a highly dynamic professional environment with a focus on attention to detail.
Preferred Qualifications, Capabilities, And Skills
- CFA or MBA preferred.
- Strong initiative, energy and confidence completing assignments with limited supervision. Superior time management and ability to prioritize a heavy workload.
- Business Intelligence experience leveraging MS Office Suite for improving productivity.