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  • The Surveillance Analyst will have several areas of responsibility including, but not limited to, following:
  • Review and analyze trade surveillance reports/ alerts, and sign off alert completion related to employee and client trading activities;
  • Conduct investigations on irregularities and abnormal activities and document findings;
  • Participate in defining and documenting the operating processes for processing Monitoring reports;
  • Help the senior manager in making the team and processes more efficient;
  • Create Management Information Reports on a periodic basis;
  • Escalate unresolved issues or potential violations of the Morgan Stanley’s policies or external rules and regulations to his/her manager, Coverage Compliance and Senior Management of Business Units.



  • Possess excellent knowledge of financial instruments and markets.
  • Basic understanding and knowledge of trading mechanisms across different financial instruments/ markets.
  • Should possess knowledge of trade booking and settlements


Skills and Qualities:

  • Industry Qualifications I.e. Post Graduate / MBA In Finance
  • Knowledge of global markets / market regulations
  • Desirable up to 12 months experience in a similar profile/industry.
  • Understanding the implications of risk involved.Excellent verbal and written English communication skills — ability to effectively correspond with various groups and senior professionals over email and the telephone
  • Strong Analytical Skills and attention to detail
  • Experience interpreting laws or regulations
  • Knowledge of trade booking and settlements
  • Must be able to maintain a high level of organization under pressure
  • 0-2 years of relevant working experience in the financial services industry in Compliance or internal audit or with a securities exchange or securities regulator;
  • Preference will be given to candidates with relevant experience in Trade Surveillance.



  • Monday to Friday from 09:00AM to 6:00PM India time with flexibility on standard working hours for time sensitive matters (including India Public Holidays)
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