Financial Analyst

Responsibilities:

• The Surveillance Analyst will have several areas of responsibility including, but not limited to, following:
• Review and analyze trade surveillance reports/ alerts, and sign off alert completion related to employee and client trading activities;
• Conduct investigations on irregularities and abnormal activities and document findings;
• Participate in defining and documenting the operating processes for processing Monitoring reports;
• Help the senior manager in making the team and processes more efficient;
• Create Management Information Reports on a periodic basis;
• Escalate unresolved issues or potential violations of the Morgan Stanley’s policies or external rules and regulations to his/her manager, Coverage Compliance and Senior Management of Business Units.

Knowledge:

• Possess excellent knowledge of financial instruments and markets.
• Basic understanding and knowledge of trading mechanisms across different financial instruments/ markets.
• Should possess knowledge of trade booking and settlements

Skills and Qualities:

• Industry Qualifications I.e. Post Graduate / MBA In Finance
  
• Knowledge of global markets / market regulations
• Desirable up to 12 months experience in a similar profile/industry.
• Understanding the implications of risk involved.Excellent verbal and written English communication skills — ability to effectively correspond with various groups and senior professionals over email and the telephone
• Strong Analytical Skills and attention to detail
• Experience interpreting laws or regulations
• Knowledge of trade booking and settlements
• Must be able to maintain a high level of organization under pressure
• 0-2 years of relevant working experience in the financial services industry in Compliance or internal audit or with a securities exchange or securities regulator;
• Preference will be given to candidates with relevant experience in Trade Surveillance.

Coverage:

• Monday to Friday from 09:00AM to 6:00PM India time with flexibility on standard working hours for time sensitive matters (including India Public Holidays)